文章摘要
构思决定论视野下生成式人工智能生成物的版权保护
Copyright Protection of Generative AI Outputs from the Perspective of Conception-Determinism Theory
  
DOI:
中文关键词:  人工智能;作品;版权;独创性
英文关键词:  AI; works; copyright; originality
基金项目:
作者单位
张金平 中央财经大学法学院 
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中文摘要:
      我国法院通过类比摄影作品,初步构建了生成式人工智能(GenAI)生成物的版权司法保护模式,但可能引发三重转向:独创性的判断和实质性相似的比对都从最终表达转向构思,而版权直接侵权责任从执行者转向构思者。然而,GenAI与照相机在执行人类构思上存在根本差异,并非机械固定而是“自主”转化,故类推适用摄影作品构思决定论之“可视化构思+机械固定”二元要件难以支撑三重转向。为此,建议将构思决定论修正为三元要件:一是“'可视化’构思”延续传统理论;二是“受控固定”要求作者通过合理控制保障其独创性构思是GenAI生成最终表达的有效原因,维系思想与表达二分法;三是“创作记录”作为作者证明独创性贡献的必要证据,既划定权利边界又防范滥用GenAI。
英文摘要:
      By analogizing photographic works, Chinese courts have established a preliminary judicial copyright protection framework for Generative AI (GenAI) outputs in practice. This framework, however, risks triggering a triple paradigm shift, that is, the criteria for both originality determination and substantial similarity comparison shift from final expressions to conceptualization, while liability for direct copyright infringement transfers from executors to conceptualizers. Yet, GenAI fundamentally differs from cameras in executing human conceptions, i.e., it performs “autonomous” transformative execution rather than mechanical fixation. Consequently, the traditional dual requirements of “visualizable conception + mechanical fixation” under the photographic conception-determination theory prove inadequate to address the triple shift. To solve the problem, this study proposes a tripartite revision to the conception-determination theory. Firstly, to retain the “visualizable conception” to align with traditional doctrines. Secondly, to introduce the concept of “controlled fixation” to mandate authors’ reasonable controlling efforts in ensuring their original conceptions serve as the effective cause of GenAI-generated expressions, thereby preserving the idea-expression dichotomy. And lastly, to require “record of authorship” as necessary evidence for proving authorship, which clarifies rights boundaries and prevents misuse of GenAI.
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