文章摘要
存疑有利于被告原则的刑法适用规则
Rules on the Application of the Principle of In Dubio Pro Reo in Criminal Law
  
DOI:
中文关键词:  存疑有利于被告;罪刑法定;事实存疑;法条含义不明
英文关键词:  in dubio pro reo; nulla poena sine lege; doubt in facts; lack of clarity in the meaning of legal provisions
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周光权  
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中文摘要:
      存疑有利于被告原则要求构建刑事实体法上分层次、体系性的判断与适用规则。首先,要准确把握定罪的事实性前提存疑的法律效果。影响定罪的事实存疑,没有轻罪可以选择适用的,被告无罪;存疑事实被评价为不重要时,可以得出被告有罪的结论。其次,进一步认真研判存疑且涉及罪名选择适用的情形。事实存疑的效果并非被告一概无罪,重罪事实存疑,但与其他犯罪存在层级关系的,可以选择适用轻罪或基本犯。轻罪、重罪都存疑时的“择一判定”损害法的安定性,应当被否定。再次,在解决定罪问题之后,要关注影响量刑的事实存疑的情形,应当肯定存疑有利于被告。最后,还要审查是否存在存疑有利于被告原则被排斥适用的情形。在法律拟制、法条含义不明等场合,均不能适用存疑有利于被告原则。从刑法角度构建的存疑有利于被告原则的适用规则,突显了体系性思考的重要性,同时兼顾了问题性思考,在方法论上具有优越性。
英文摘要:
      The principle of in dubio pro reo requires the construction of a hierarchical and systematic judgment and application rules in substantive law. Firstly, it is necessary to accurately grasp the legal effect of the doubt in the factual premise of conviction. If the facts that affect the conviction of a felony are in doubt and there is no alternative misdemeanor, the defendant should be pronounced not guilty. When the facts in doubt are evaluated as unimportant, the conclusion of guilty can still be drawn. Secondly, courts should further study and judge the situations when the facts are in doubt and involve the choice of charges. The doubt in facts does not mean that the defendant must be pronounced not guilty. In cases where the facts of a felony are in doubt but have a hierarchical relationship with another crime, the defendant may be convicted of a misdemeanor or basic crime instead. When the facts of both a misdemeanor and felony are in doubt, “alternative judgment” will undermine the stability of law and therefore should be negated. Thirdly, after solving the problem of conviction, courts should pay attention to the doubt in facts that affects sentencing and make sure that it is beneficial to the defendant. Finally, it is necessary to examine whether there are situations in which the application of the principle of in dubio pro reo is excluded, such as legal fiction or lack of clarity in the meaning of legal provisions. Constructing the rules on the application of the principle of in dubio pro reo from the perspective of criminal law, by highlighting the importance of systematic thinking while balancing problem-oriented thinking, is superior in methodology.
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